Reading 8: Trade Allocation: Fair Dealing and Disclosure
　　The candidate should be able to:
　　a. *uate trade allocation practices, and determine whether they comply with the CFA Institute Standards of Professional Conduct addressing fair dealing and client loyalty;
　　b. describe appropriate actions to take in response to trade allocation practices that do not adequately respect client interests.
　　Reading 9. Changing Investment Objectives
　　The candidate should be able to:
　　a. *uate the disclosure of investment objectives and basic policies, and determine whether they comply with the CFA Institute Standards of Professional Conduct;
　　b. describe appropriate actions needed to ensure adequate disclosure of the invest- ment process.
　　
　　　　
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