You are asked by your manager to match the following events to the corresponding type of risk. The events are:
  Event:
  IInsufficient training leads to misuse of order management system.
  IICredit spreads widen following recent bankruptcies.
  IIISwaps with counterparties exceed counterparty credit limit.
  IVCredit swaps with counterparty cannot be netted because they originated in multiple jurisdictions.
  Which of the following statement is correct?
  A.I and II are operational risk.
  B.I and III are operational risk.
  C.I and IV are operational risk.
  D.III and IV are operational risk.
  答案:C
  答案解析:
  Explanation: The head of the government bond trading desk misreported a series of trades between 1992 and 1994, which allowed him to report substantial artificial profits. This situation of hypothetical profits in place of promised profits resembles a classic Ponzi scheme.
  高顿网校为广大学员提供2015年FRM考试网络课程,请各位考生紧跟网校名师的步伐尽快进入备考复习,让高顿网校与您共同努力,2015年考试顺利通过!祝您梦想成真!免费听课>>
        FRM考试在线高清视频指导